Global Learning for Operational Leaders
Classroom
14 sessions
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Online / Live
14 sessions
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Introduction
Course overview
Regulatory obligations keep expanding across data protection, financial crime, sustainability, competition, health and safety and sector-specific rules. Organisations need compliance professionals who can turn obligations into practical controls and a culture of integrity.
This Aractech course covers the full compliance management cycle: identifying obligations, compliance risk assessment, policies and controls, training and communication, monitoring and testing, investigations, reporting to boards and evaluating programme effectiveness, aligned with ISO 37301 principles. Participants build key elements of a compliance management system.
The course suits both new and experienced compliance professionals across sectors.
What you will achieve
Learning objectives
- Explain compliance management principles and ISO 37301
- Identify and register compliance obligations
- Conduct compliance risk assessments
- Design policies, controls, training and communication
- Monitor, test and investigate compliance
- Report to the board and evaluate programme effectiveness
Who should attend
Target audience
- Compliance officers and managers
- Legal and risk professionals
- Internal auditors
- Governance professionals
- Managers with compliance responsibilities
- Public sector compliance staff
Methodology
Learning approach
- Framework presentations
- Obligation mapping workshop
- Risk assessment exercises
- Case studies of compliance failures
- Programme design activities
Complete course outline
Five focused days of learning and application
The timings provided are estimates and may vary depending on the number of participants and the discussions taking place during the sessions. They are indicative only and do not constitute a binding commitment.
Day 1
Compliance Management Foundations
- Role of compliance
- Regulatory landscape
- ISO 37301 overview
- Three lines model
- Coffee break
- Three lines model (continued)
- Compliance culture
- Exercise: Programme maturity review
Day 2
Obligations and Risk
- Identifying obligations
- Compliance registers
- Risk assessment methods
- Prioritisation
- Coffee break
- Prioritisation (continued)
- Ownership
- Workshop: Compliance risk assessment
Day 3
Controls, Training and Communication
- Policies and procedures
- Control design
- Training programmes
- Coffee break
- Training programmes (continued)
- Communication
- Third parties
- Exercise: Control design
Day 4
Monitoring and Investigations
- Monitoring and testing
- Data analytics
- Speak-up channels
- Investigations
- Coffee break
- Investigations (continued)
- Remediation
- Case study: Regulatory enforcement
Day 5
Reporting and Effectiveness
- Board reporting
- KPIs
- Programme evaluation
- Coffee break
- Programme evaluation (continued)
- Continuous improvement
- Regulator relationships
- Capstone: Compliance programme plan
FAQ
Frequently asked questions
What does Compliance Management Professional (AGRC-023) cover?
This course covers Auditing and Governance Risk and Compliance through a structured five-day outline focused on practical application, discussion, and implementation planning.
When is the next available session?
The next scheduled session starts on 16 - 20 November 2026. See the course schedules section for the available dates and delivery formats.
Who should attend this course?
Compliance officers and managers, Legal and risk professionals, Internal auditors
Is bilingual course delivery available?
Yes. All course materials and presentations are provided in English, while bilingual explanation and discussion support may be available depending on the selected location and trainer availability. For example, when attending a course in Istanbul, you may request a Turkish-speaking trainer to explain the English course content in Turkish. Arabic explanation support may also be requested at this location. Other languages are available in selected cities. You can choose your preferred language support as an optional preference during registration.
How can I register for a session?
Use any Register button next to the available course dates to open the participant registration page and submit your booking request for the selected session.
Is this course available online as well as classroom-based?
Check the course schedules section for currently published classroom and Online / Live sessions.
Where are classroom sessions delivered?
Current classroom venues include Barcelona, Munich, Amsterdam, London.
How long is the training programme?
The programme runs for five days from 09:00 to 14:00, which gives 25 contact hours, including a daily 30-minute break (22.5 hours of instruction).
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Choose an available date and venue, add your participants, and we will email a formal quotation for Compliance Management Professional to your business address.