Global Learning for Operational Leaders
Introduction
Course overview
An effective ethics and compliance programme helps an organisation prevent, detect and respond to misconduct, comply with laws and regulations and build trust with stakeholders. Regulators and prosecutors in many jurisdictions now evaluate the quality of a compliance programme when deciding on penalties, making programme effectiveness a strategic concern.
This Ethics and Compliance Programme Management training course covers the design, operation and evaluation of a complete programme. Participants learn about governance and independence of the compliance function, compliance risk assessment, codes of conduct, policies, training and communication, monitoring and testing, investigations and discipline, and reporting to the board.
The course draws on widely used guidance on evaluating compliance programmes and provides practical tools for building a programme that works in practice, not just on paper.